Your WEALTH MATTERS BLOG

Key qualifications of a portfolio manager

September 05, 2019
One of the first questions you should be asking in your initial meetings is what professional license or oversight body a firm belongs to, if this has not already been disclosed or isn’t clear. There are, in fact, several regulatory bodies that exist. Make sure that you know which one the firm in question falls under and what that means.
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Am I getting the whole story?

September 04, 2019
A firm’s glossy website can leave a strong first impression and when you go in to meet with a firm and its team you will likely experience a similar charm. However, sometimes these efforts to entice new clients make it hard to see beyond the veneer. So how can you tell if a firm is telling the whole story?
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What is a Custodian?

September 03, 2019
Typically, a firm will manage the assets, but not physically hold them. There is an outside party, called a custodian, who holds custody over the firm and its clients’ assets.
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