NEWS & RESOURCES

Capstone seeks a Compliance Administrator who will work with a team of three other compliance professionals to support the firm’s culture of compliance by assisting with policy development, monitoring, reporting and administrative tasks. This role ensures the firm’s adherence to regulatory requirements and internal policies and procedures, facilitates individual employee compliance and maintains efficient compliance processes while supporting broader organizational goals. The incumbent in this role holds strong competencies in policy and procedure development and application, risk management, and problem solving.